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07876226507
Former Fund Manager and FSA/FCA regulatory supervisor.
Joined Deloitte in 2014 as Non-Financial Risk and Conduct Risk SME in banking and asset management.
Specialises in business oriented and proportionate application of regulation (MIFID II, Competition regulation, Conflicts of Interest, Best Execution, Market Abuse, Unauthorised Trading, Product Governance, Investment Risk).
Experienced and trusted advisor to investment banks and asset managers on evidencing the effectiveness of management of regulatory risks within Governance, Oversight and Reporting across Front Office, Compliance Risk and Audit.
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