The FCA takes firm steps to address concerns in the DB transfer advice market
Introduction
On 5 June the FCA announced the latest steps it is taking to tackle the issues it has identified in the Defined Benefit...
Paul Caccavale works within Deloitte’s Compliance & Operational Risk division and specialises in providing conduct risk and regulatory advice to financial services firms. He has significant experience of working with wealth and asset managers, focussing on regulatory change, product governance and suitability of investment advice. Paul has also led reviews relating to defined benefit pension transfer advice and helped firms in their preparations for FCA thematic and supervision visits.
Financial Services Insights - Deloitte experts share their thought leadership and insights
Introduction
On 5 June the FCA announced the latest steps it is taking to tackle the issues it has identified in the Defined Benefit...
As a free user, you can follow Passle and like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at sales@passle.net