IFPR: Unpacking the FCA's first consultation on the imminent UK prudential regime for investment firms
Summary The FCA has issued its first consultation paper, CP 20/24 ( ‘CP1’) on the imminent Investment Firms Prudential Regime...
Risk and regulation professional with experience of banks, investment firms and payments firms. Current focuses include CRR2/CRD5, IFR/IFD and the prudential risk of payment firms. Previous experience performing SREP reviews, prudential policy and compliance.
Financial Services Insights - Deloitte experts share their thought leadership and insights
Summary The FCA has issued its first consultation paper, CP 20/24 ( ‘CP1’) on the imminent Investment Firms Prudential Regime...
Background
The Investment Firm Regulation (IFR) [1] and the Investment Firm Directive (IFD) [2] were published in the European Union’s...
At the beginning of this month, the European Central Bank (ECB) took the unusual step of publishing a Guide on the supervisory approach...
The Financial Conduct Authority (‘FCA’) published on 9 July 2020 their “Dear CEO Letter” covering key areas where non-compliance has the...
Last week we published a blog on the FCA’s expectations for how firms should go about safeguarding their customers' funds, as set out in
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