FCA review of MiFID II product governance rules
On 26 February 2021, the FCA published findings from its MiFID II product governance review. The review looked at product governance in a...
About Me
Isha is an Assistant Manager at the Centre for Regulatory Strategy, and focuses on Investment Management. Prior to Deloitte she worked in the in-house Compliance team of a wealth manager for 4 years and has done the CISI Investment Compliance Diploma. She holds an Economics degree from the University of Edinburgh and has done the Graduate Diploma in Law and Legal Practice Course qualifications.
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IFPR: Unpacking the FCA's first consultation on the imminent UK prudential regime for investment firms
Summary
The FCA has issued its first consultation paper, CP 20/24 ( ‘CP1’) on the imminent Investment Firms Prudential Regime...
Is now the right time to standardise ESG?
As global regulators look to take divergent paths on ESG disclosure rules, there is no shortage of global bodies looking to bring...
A new UK prudential regime for MiFID investment firms
Overview
On 5 December 2019, the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR) were published, for...
Extending the Senior Manager Regime to Benchmark Administrator firms
Overview
On 2 June 2020, the FCA published Policy Statement PS 20/5, setting out final rules and guidance following its Consultation...
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