The FCA takes firm steps to address concerns in the DB transfer advice market
Introduction
On 5 June the FCA announced the latest steps it is taking to tackle the issues it has identified in the Defined Benefit...
About Me
David has 20 years’ experience in the financial services industry and has significant experience across Retail Banking, Wealth Management and Insurance markets. David is part of our national Conduct leadership team. David specialises in advising on compliance and conduct risk issues, ranging from SMCR, the design and development of conduct risk strategy and frameworks, leading our conduct assurance activity and leading many of our large scale complex regulatory transformation projects.
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