International regulatory alignment on operational resilience - making steady progress
At a glance:
- There has been significant regulatory activity around financial services operational resilience in the first few months...
About Me
Rick is a senior risk professional with over 30 years experience in strategic risk, organisational resilience and crisis management. He operates at Board and executive level, bringing pragmatic and practical experience in dealing with high impact events and change programmes.
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Final UK policy on operational resilience - financial regulators reimagine resilience for the sector
The finalisation of the UK supervisory approach to operational resilience re-confirms the regulators’ bold agenda and underlines the...
The EU’s digital operational resilience act: considerations for firms operating in the EU and the UK
At a glance:
- The UK and EU operational resilience frameworks are developing in similar directions, but in parallel and at slightly...
The EU’s Digital Operational Resilience Act for financial services | New rules, broader scope of application
Today, the European Commission published its draft Digital Operational Resilience Act (DORA). The legislative proposal builds on existing...
COVID-19 and operational resilience in the financial sector
At a glance:
- Regulators have been monitoring the operational resilience of financial services firms during the COVID-19 pandemic and...
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