Results of our Investment and Wealth Management Survey on the impacts of the FCA's Consumer Duty
- This blog discusses the results of the Deloitte Investment Management and Wealth (“IMW”) Sector Survey exploring the key challenges posed...
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How will the FCA’s proposed Consumer Duty affect asset and wealth managers?
At a Glance
- This blog discusses how the FCA’s proposed Consumer Duty (the “Duty”) will affect asset and wealth managers. It follows our
FCA has strong concerns over governance, conflicts of interest and expertise in host authorised fund managers
- The FCA has found significant weaknesses in host authorised fund managers’ (AFM) governance structures, conflicts of interest management...
FCA review of MiFID II product governance rules
On 26 February 2021, the FCA published findings from its MiFID II product governance review. The review looked at product governance in a...
ESG - The impact to Advisors and the suitability process
In March 2018 the European Commission published an Action Plan on Financial Sustainable Growth (the “Action Plan”) to help investors...
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