At a Glance The Financial Conduct Authority (“FCA”) continues to place strong focus on ensuring products and services are delivering fair...
Our Investment and Wealth Management Survey explored what sector firms perceive to be the key challenges associated with the FCA’s...
This blog was published on 11 February 2022. At a Glance This blog discusses how the FCA’s proposed Consumer Duty (the “Duty”) will...
This blog was published on 09 July 2021. At a glance The FCA has found significant weaknesses in host authorised fund managers’ (AFM)...
On 26 February 2021, the FCA published findings from its MiFID II product governance review. The review looked at product governance in a...
At a GlanceThe FCA recently published its evaluation of the Retail Distribution Review (RDR) and the Financial Advice Market Review...
On 24 September, the European Commission published a new Capital Markets Union (CMU) Action Plan (and Annex). While it contains no...
In March 2018 the European Commission published an Action Plan on Financial Sustainable Growth (the “Action Plan”) to help investors...