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Environmental, social and governance (“ESG”) risk is unique in the challenges it presents, and a well-executed risk framework can help to...
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We are now a full year on following the implementation of the Financial Conduct Authority’s (FCA) Investment Firms Prudential Regime...
Six common weaknesses in wind-down plans “We therefore intend to do more in the coming years to increase our confidence that firms can...
This blog was published on 02 September 2021. The FCA continues to deliver on its plans to establish a new prudential regime for UK...
IntroductionThe FCA has issued its second (CP21/7) of three proposed consultation papers on the new IFPR, with proposed rules that will...
Summary The FCA has issued its first consultation paper, CP 20/24 ( ‘CP1’) on the imminent Investment Firms Prudential Regime (hereafter...
In our blog post published in November, we highlighted that preparation in respect of k-factor calculations and reporting may require...
BackgroundThe Investment Firm Regulation (IFR) [1] and the Investment Firm Directive (IFD) [2] were published in the European Union’s...