How will the new prudential regime for investment firms (IFD/IFR) impact commodities firms?
Background
The Investment Firm Regulation (IFR) [1] and the Investment Firm Directive (IFD) [2] were published in the European Union’s...
Mike leads the Banking Regulation team in the London Banking & Capital Markets Group. Having founded the Deloitte regulatory practice in 1992, Mike has a wide ranging knowledge of UK Prudential Regulation Authority and Financial Conduct Authority regulation, as well as increasing knowledge of European Central Bank/European Banking Authority regulation. His remit includes capital and liquidity, governance, conduct, and specific reporting requested by the regulators and clients. He leads the regulatory response on key audit clients and is involved in Brexit work from a governance and processes as well as capital, liquidity and conduct perspectives.
Financial Services Insights - Deloitte experts share their thought leadership and insights
Background
The Investment Firm Regulation (IFR) [1] and the Investment Firm Directive (IFD) [2] were published in the European Union’s...
This is an abridged version of a more in-depth note attached below.
The banking system has weathered the first phase of the COVID-19...
At the beginning of this month, the European Central Bank (ECB) took the unusual step of publishing a Guide on the supervisory approach...
At a glance:
In writing the story of successful bank authorisations, achieving an Authorisation With Restrictions (AWR), otherwise known as entering...
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