/Passle/62614c1ef636ec022ca13e32/MediaLibrary/Images/60390569e5416a0d24f03744/2022-09-01-16-44-24-376-6310e168f636e91bb82f4707.png)
The Financial Conduct Authority has published its final rules for its new Consumer Duty. The Duty raises the standards of consumer...
/Passle/62614c1ef636ec022ca13e32/MediaLibrary/Images/5b58f673f86dd70ef82f5c10/2022-07-27-15-14-52-274-62e1566cf636ea0654bfa805.png)
At a glance The final rules will need to be implemented by the end of July 2023 giving firms three more months than previously...
/Passle/62614c1ef636ec022ca13e32/MediaLibrary/Document/2022-07-21-12-07-49-304-MiFIDIISustainabilityPreferences-GoodBadPractice_thumbnail_1.png)
At a Glance MiFID II suitability rules are being amended to require investment advisers and investment managers to obtain retail clients’...
/Passle/62614c1ef636ec022ca13e32/MediaLibrary/Images/5b58f6f12a1ea313dc07a205/2022-07-08-16-49-41-361-62c86025f636e9167817fce2.png)
Target audience: CROs, CCOs, COOs, Heads of operational resilience in UK investment management firms At a glance: Since the UK...
At a glance The FCA’s new Consumer Duty requires all financial services firms to assess the value of their products and services where...
This blog was published on 11 February 2022. At a Glance This blog discusses how the FCA’s proposed Consumer Duty (the “Duty”) will...
This blog was published on 01 December 2021. At a glance The European Commission has published a legislative proposal for amendments to...
This blog was published on 24 November 2021. At a glance The FSB recently published a menu of policy proposals designed to enhance the...