The global financial crisis of 2008 originally highlighted the need for recovery plans and the UK’s regulatory approach to them has been...

Resolution is much more than just a capital issue – a material capital shortfall will almost certainly lead to a liquidity shortfall and...

The Financial Conduct Authority (‘FCA’) published on 9 July 2020 their “Dear CEO Letter” covering key areas where non-compliance has the...

Last week we published a blog on the FCA’s expectations for how firms should go about safeguarding their customers' funds, as set out in

In a speech earlier this month, Nick Strange, Director at the Prudential Regulation Authority (PRA), spelled out the PRA’s current view...