Extending the Senior Manager Regime to Benchmark Administrator firms
Overview
On 2 June 2020, the FCA published Policy Statement PS 20/5, setting out final rules and guidance following its Consultation...
Overview
On 2 June 2020, the FCA published Policy Statement PS 20/5, setting out final rules and guidance following its Consultation...
In our previous blog we highlighted some key questions that Senior Management Function holders (SMFs) may wish to consider as they...
As firms and their workforces continue to adapt to largely unanticipated risks and challenges, as well as new ways of working, the...
The Conduct Rules and regulatory references are aimed at increasing individual accountability which is at the heart of the Senior...
On 9 December 2019, 47,000 Financial Conduct Authority (FCA) solo regulated firms became subject to the Senior Managers and Certification...
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