With the baking temperatures of summer on the wane we now face the reality of back-to-school and back-to-work. To ease the transition,...
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prudential regulation
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At a glance On 20 July, the UK Government unveiled the text of its Financial Services and Markets Bill (“the Bill”).The Bill implements...
Summary The FCA has issued its first consultation paper, CP 20/24 ( ‘CP1’) on the imminent Investment Firms Prudential Regime (hereafter...
Overview On 5 December 2019, the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR) were published, for...