CASS ISAE 3000 reports – The future of greater CASS assurance
For many service organisations that perform CASS operations for their regulated clients, the use of CASS assurance reporting remains...
For many service organisations that perform CASS operations for their regulated clients, the use of CASS assurance reporting remains...
On 2 July 2021, the Financial Conduct Authority (‘FCA’) published its “Dear CEO Letter” covering key issues identified during...
In the space of seven weeks, the European Securities and Markets Authority (ESMA) and national competent authorities (NCAs) have taken a...
Updated May 2020
Over the past weeks conduct supervisors have announced a number of measures to ease firms’ compliance efforts or...
The FCA recently published its 2020/21 Business Plan. This article summarises the key messages for firms with an emphasis upon novel...
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