The Mortgage Market Review (MMR) implemented in April 2014 marked the biggest regulatory change within the mortgage market following the...
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fca
Our Investment and Wealth Management Survey explored what sector firms perceive to be the key challenges associated with the FCA’s...
In the first of a series of blogs on mortgage distribution, we explore some of the key observations on the mortgage advice journey...
For many service organisations that perform CASS operations for their regulated clients, the use of CASS assurance reporting remains...
On 2 July 2021, the Financial Conduct Authority (‘FCA’) published its “Dear CEO Letter” covering key issues identified during reviews of...
In the space of seven weeks, the European Securities and Markets Authority (ESMA) and national competent authorities (NCAs) have taken a...
Updated May 2020Over the past weeks conduct supervisors have announced a number of measures to ease firms’ compliance efforts or...
The FCA recently published its 2020/21 Business Plan. This article summarises the key messages for firms with an emphasis upon novel...
The FCA have released their 2019 Suspicious Transaction and Order Report (STOR) numbers, but what conclusions can be drawn?Well, STOR...
As part of its plan to help make things fairer for consumers, the Government has announced that it will give the Competition and Markets...
The Financial Conduct Authority's (FCA) new rules requiring
authorised fund managers (AFMs) to assess the overall value that their funds...
Reading this article in FT about the FCA focusing on resilience from technology failures, I couldn’t help think “about time”. It’s 2019,...
Always good to see more work from the regulator when it comes to improving value for money for customers.More transparency on claims...
Following the publication of our paper on the experience of firms through the FCA’s sandbox, the FCA has announced further developments...
According to Citizens Advice it seems that you can! They estimate that long standing 'loyal' customers who do not frequently switch to...
In July last year, Andrew Bailey, Chief Executive of the Financial Conduct Authority (FCA), announced that by the end of 2021, the FCA...