COVID-19 | ESMA response measures for capital markets
In the space of seven weeks, the European Securities and Markets Authority (ESMA) and national competent authorities (NCAs) have taken a...
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COVID-19 | Compliance challenges for capital markets firms
Updated May 2020
Over the past weeks conduct supervisors have announced a number of measures to ease firms’ compliance efforts or...
FCA Business Plan 2020/21: a focus on COVID-19 and five new priorities for the years ahead
The FCA recently published its 2020/21 Business Plan. This article summarises the key messages for firms with an emphasis upon novel...
What do FCA’s 2019 STOR numbers reveal?
The FCA have released their 2019 Suspicious Transaction and Order Report (STOR) numbers, but what conclusions can be drawn?
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As part of its plan to help make things fairer for consumers, the Government has announced that it will give the Competition and Markets...
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