As we enter July, we are delighted to present our Interim Regulatory Outlook for 2022 (IRO22). The IRO22 provides a mid-year update to...
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On 15 June 2022, the SEC issued a request for comment to help determine whether “information providers”, defined as index providers,...
Our Investment and Wealth Management Survey explored what sector firms perceive to be the key challenges associated with the FCA’s...
With the growth in demand for ESG/Sustainable investment products, there is an increased need for firms to be alert to the potential gap...
Brexit forced international banks (i.e. non-EU and non-UK headquartered) to create separate client-facing subsidiaries in the EU and the...
As the focus on front office digital transformation continues, we are seeing increasing number of Asset Managers and Investment Banks...
This blog was published on 09 May 2022. Recent years have seen a surge in the number and size of funds which describe themselves as...
This blog was published on 25 March 2022. Yesterday the UK regulators set out their expectations of how existing regulatory frameworks...
This blog was published on 11 February 2022. At a Glance This blog discusses how the FCA’s proposed Consumer Duty (the “Duty”) will...
The pandemic has disrupted many parts of our lives, both domestically and commercially, but whilst the daily pace has slowed, many social...
This blog was published on 01 December 2021. At a glance The European Commission has published a legislative proposal for amendments to...
This blog was published on 01 December 2021. At a glance The European Commission recently set out a series of amendments to MiFIR and...
This blog was published on 23 November 2021. At a glance The Financial Stability Board (FSB) recently published a menu of policy...
This blog was published on 03 September 2021. With the summer, such as it was, moving into the rear-view mirror and memories of the...
Index and Benchmark Data what are we doing?Whether you are a Wealth Manager benchmarking, illustrating, and comparing investment...
This blog was published on 02 September 2021. At a Glance The FCA has proposed a number of changes to the UK’s PRIIPs framework. These...